SPECIALIST COMPLIANCE ADVISORY SERVICES
Founded specifically to serve directly authorised Insurance Brokers, Mortgage Brokers, Finance & Loan businesses.
Call 07738444377 for Inital Consultation
About CCC
About CCC
Welcome to Compliance Control Consulting Services. I am a FCA compliance consultant with over 20 years' experience in Regulatory Compliance, Operational Risk and Financial Crime and legal who enjoys working with clients in a practical way to help develop or manage their compliance and operational risk using my previous experience in sales to maintain a commercial balance.
My bespoke compliance support can be tailored to your needs. I determine the circumstances or concerns that led you to seek professional regulatory compliance advice. It may be that you are new to regulation having expanded an existing business or set up a new one, perhaps having left a network.
Alternatively, you may looking to inject fresh energy and professional thinking by replacing your existing compliance service provider.
I am committed to the highest professional and ethical standards, Compliance Control Consultancy Ltd are proud members of the Association of Professional Compliance Consultants (APCC).
The APCC seeks to actively enhance the professional standards of compliance consultants. It fosters liaison with the FCA, provides its members with regular technical briefings and further promotes best practice through adherence to the association’s core principles.
These embrace integrity, competence, objectivity, professional standards, confidentiality and good repute.
What I can provide
No Obligation, Initial Consultation
The services available are:
FCA authorisation & Application
Compliance Advisory
Financial Crime
Enterprise Risk
Training
Polices & Procedures
Ad-hoc projects
Bespoke services
Who I can help
Who I can help
Typically we serve all types of firms by providing a highly informed and responsive outsourced compliance service. Think of us as an on-demand and extremely cost-effective ‘Compliance Department’.
Specialising in:
Insurance
Consumer Credit
Mortgages