Expert Compliance Solutions
Empowering businesses to stay ahead of compliance through personalised support and expert regulatory insight.
About Compliance Control Consultancy Limited
Our Story
Our Services
Our Services
At CCC, everything we do is driven by one core purpose: helping businesses navigate compliance with confidence. When I founded the company, I saw a clear need for truly personalised, hands-on support — the kind that goes beyond templates and tick-boxes — and built CCC to fill that gap.
Today, our commitment to excellence is stronger tha
At CCC, everything we do is driven by one core purpose: helping businesses navigate compliance with confidence. When I founded the company, I saw a clear need for truly personalised, hands-on support — the kind that goes beyond templates and tick-boxes — and built CCC to fill that gap.
Today, our commitment to excellence is stronger than ever. Through rigorous monitoring and analysis of an ever-changing regulatory landscape, we empower our clients to meet their legal obligations with clarity and assurance. Our proactive approach means you stay ahead of regulatory expectations, not just react to them. If you’re looking for a partner who genuinely cares about your success and delivers practical, tailored compliance support, we’re here to help you every step of the way.
Our Services
Our Services
Our Services
At CCC, we provide a comprehensive range of compliance services designed to support regulated firms with clarity, confidence and practical expertise. Our services include:
- Face-to-face and remote compliance consultancy, tailored to your needs.
- Remote compliance delivery, including policy writing, file checking and documentation support
At CCC, we provide a comprehensive range of compliance services designed to support regulated firms with clarity, confidence and practical expertise. Our services include:
- Face-to-face and remote compliance consultancy, tailored to your needs.
- Remote compliance delivery, including policy writing, file checking and documentation support.
- Monthly or quarterly reporting, complete with regulatory updates and actionable insights.
- FCA Compliance Audits to assess, strengthen and evidence your control environment.
- SM&CR training, guidance and ongoing support for firms and senior managers.
- Bespoke training programmes across key regulatory and compliance topics.
- Access to a specialist document library, designed to support robust, compliant operations.
- Support with regulatory visits, including preparation, documentation and follow-up actions.
- Monitoring and oversight of your Training & Competence (T&C) regime.
- A personal, relationship-driven service, always led by our principal consultant.
Our Approach
Our Services
Our Approach
We Listen. We Learn. We Understand.
Every firm has its own story and its own challenges. Whether you're new to regulation, expanding your business, stepping away from a network, or simply looking for a fresh, professional alternative to your existing compliance support, we start by understanding you.
We take time to learn what prompted yo
We Listen. We Learn. We Understand.
Every firm has its own story and its own challenges. Whether you're new to regulation, expanding your business, stepping away from a network, or simply looking for a fresh, professional alternative to your existing compliance support, we start by understanding you.
We take time to learn what prompted you to seek advice, what concerns you have, and what you want to achieve.
A 360° View of Your Firm
To support you effectively, we familiarise ourselves with your people, processes, culture and current systems. This allows us to build a complete picture of how your business operates and where compliance fits into your day-to-day activities.
During this discovery phase, we identify any immediate priorities or emerging risks that need attention.
Clear Priorities & Structured Planning
Once we have a solid grasp of your firm’s activities and controls, we develop a tailored six-month FCA Compliance Support Plan.
This bespoke programme:
- Addresses any remedial actions required to ensure your existing framework is fully compliant
- Outlines the design and implementation of new systems where needed
- Provides practical, best-practice enhancements to strengthen governance and oversight
- Gives you a clear roadmap for the months ahead
This ensures you always know what needs to be done, why it matters, and how we’ll support you in achieving it.
he Support You Need — When You Need It
We never lock clients into fixed-term contracts. Instead, we focus on building long-term partnerships based on trust, reliability and real results.
Compliance isn’t a one-off project; it’s an ongoing process.
The regulatory landscape evolves constantly, and staying aligned with FCA expectations is essential — not just for avoiding risk but for protecting your firm’s reputation and long-term success.
That’s why our approach includes:
- Continuous monitoring
- Regular advice and updates
- Ongoing adjustments as regulation or your business changes
We stay ahead of the regulatory curve, so you can stay focused on running your business with confidence.
Our Expertise and Vision
Who We Are
We bring extensive experience across FCA regulation, authorisation, SM&CR, and ongoing monitoring, working closely with firms of all sizes to strengthen their systems, controls and governance. Our approach is grounded in understanding — we listen, we learn, and we build a complete picture of your firm before designing and delivering the right support.
Led by our principal consultant, CCC is committed to long-term partnerships, proactive regulatory insight, and genuine personal service. Our aim is simple: to help firms stay compliant, resilient and ready for whatever the regulatory landscape brings next.