I am a Compliance Consultant based in the North of England with over 19 years' experience in Compliance, legal & Risk and who enjoys working with clients in a practical way to help develop or manage their compliance and operational risk using my previous experience in sales to maintain a commercial balance. Specialising in Consumer Credit and Insurance & Mortgage Brokers with expertise in other areas. My experience includes in depth knowledge of PRINC
COCON, SYSC, CONC, ICOBS, COBS, DISP, MCOBS, FUND, Data Protection, Governance, Operational Risk and Senior Management Regime.
In recent years, I have been able to build up relations with key individuals at both the ICO and FCA which enables me to deal with any issues your business may have pragmatically and efficiently. Whether you are new to FCA regulation, looking to replace your your current compliance support or looking for ad hoc compliance assistance on specific issues, then I am the FCA Compliance Consultant who can help you.
My bespoke compliance support can be tailored to your needs - from monthly visits and audits to assistance with one off projects. I am committed and take pleasure in providing a personalised service with regular, face to face visits. I aim to bring you a customised service and devise a plan that works for you.
As a FCA compliance consultant, I can help with all your compliance needs whether you are new to regulation, looking to replace your current compliance support, or looking for compliance help for the first time on specific issues then I believe I can help.
My aim is to offer a pragmatic & effective approach to compliance services making it practical, whilst maintaining a commercial balance.
The data you provide on this form will only be used to contact you to answer your question. We will destroy the enquiry data after 28 days. We will not use your email for any marketing purposes.
Willow Beck, Chapel Lane, Emley, West Yorkshire HD8 9SP, GB
Monday - Friday: 8.30am - 6pm