CCC Compliance Consultant

I am a Compliance Consultant based in the North of England with over 20 years of experience in  Compliance, Legal & Risk, and who enjoys working with clients in a practical way to help develop or manage their compliance and operational risk using my previous experience in sales to maintain a commercial balance.  My clients range from Corporate Finance, IFAs, Insurance brokers, Mortgage Brokers, Motor Trade, and many more in the consumer credit sector, covering a range of different business types. . My experience includes in-depth knowledge of PRINC

 COCON, SYSC, CONC, ICOBS, COBS, DISP, MCOBS, FUND, Data Protection, Governance, Operational Risk, and Senior Management Regime. 

In recent years, I have been able to build up relations with key individuals at both the ICO and FCA which enables me to deal with any issues your business may have pragmatically and efficiently. Whether you are new to FCA regulation, looking to replace your current compliance support, or looking for ad hoc compliance assistance on specific issues, then I am the FCA Compliance Consultant who can help you.

My bespoke compliance support can be tailored to your needs - from monthly visits and audits to assistance with one-off projects. I am committed and take pleasure in providing personalized service with regular, face-to-face visits. I aim to bring you a  customised service and devise a plan that works for you.   

As a FCA compliance consultant, I can help with all your compliance needs whether you are new to regulation, looking to replace your current compliance support, or looking for compliance help for the first time on specific issues then I believe I can help.

I

My aim is to offer a pragmatic & effective approach to compliance services making it practical, whilst maintaining a commercial balance.